Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael John Cowley
IRN MJC01367
- CF4 Partner (AR) (10 Mar 2017 to 30 May 2018)
- CF30 Customer (8 Jun 2011 to 24 Dec 2011)
Michael John Ware
IRN MXW00677
- CF30 Customer (since 2 Feb 2023)
Michael Joseph O'Neil
IRN MXO00227
- CF1 Director (AR) (since 14 Mar 2023)
Michael Norman Mabbutt
IRN MXM01578
- CF30 Customer (22 Sep 2016 to 18 Dec 2017)
- CF4 Partner (AR) (22 Sep 2016 to 18 Dec 2017)
Michael Pleta Raber
IRN MPR01075
- CF30 Customer (14 Dec 2007 to 24 Feb 2009)
Michael Scott Vos
IRN MXV29039
- CF1 Director (AR) (24 Feb 2020 to 7 Jun 2021)
Michel De Pinto
IRN MXD02101
- CF4 Partner (AR) (7 Nov 2012 to 30 Sep 2014)
- CF30 Customer (7 Nov 2012 to 30 Sep 2014)
Michelle Ashworth
IRN MXA01461
- CF30 Customer (6 Aug 2021 to 22 Sep 2022)
Mikael Claude Pascal CHAPEL
IRN MXC00902
- CF1 Director (AR) (14 Feb 2025 to 12 Dec 2025)
- CF30 Customer (1 Feb 2023 to 12 Dec 2025)
Modwenna Vivien Hornby Rees-Mogg
IRN MXR01360
- CF1 Director (AR) (7 Aug 2015 to 20 Feb 2017)
- CF30 Customer (7 Aug 2015 to 20 Feb 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Helmsley Securities Ltd (no longer appointed)
FRN 677816 · Appointed 19 Mar 2015 · Until 27 Oct 2015 · Tied agent
Kleos Investments Ltd (no longer appointed)
FRN 671844 · Appointed 16 Feb 2015 · Until 23 Nov 2017
Iron Box Capital Ltd (no longer appointed)
FRN 670397 · Appointed 6 Feb 2015 · Until 4 Nov 2020 · Tied agent
Pollards et Filles Ltd (no longer appointed)
FRN 669111 · Appointed 30 Jan 2015 · Until 6 Nov 2018
Infrastructure Partnership LLP (no longer appointed)
FRN 626405 · Appointed 28 Jan 2015 · Until 19 Feb 2016
Decca Capital Ltd (no longer appointed)
FRN 658654 · Appointed 8 Dec 2014 · Until 9 Apr 2015
Financial Advisory Services Ltd (no longer appointed)
FRN 655277 · Appointed 24 Nov 2014 · Until 25 Mar 2026
BGR Asset Management LLP (no longer appointed)
FRN 649141 · Appointed 8 Oct 2014 · Until 7 Nov 2016 · Tied agent
WoodsWater Capital (UK) Ltd (no longer appointed)
FRN 629505 · Appointed 1 Aug 2014 · Until 28 Apr 2015
i for change Ltd (no longer appointed)
FRN 628266 · Appointed 15 Jul 2014 · Until 2 Jul 2023 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.