Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ray Dillet

  IRN RXD01721

  • CF30 Customer (21 Jul 2017 to 9 Oct 2017)
• Razvan Frumosu

  IRN RXF01103

  • CF30 Customer (22 Dec 2014 to 8 Apr 2015)
• Rebecca Jenny Neill

  IRN RJF01182

  • CF30 Customer (2 Oct 2013 to 26 Nov 2018)
• Redvers James Norrie

  IRN RJN01047

  • CF30 Customer (2 Dec 2009 to 21 Dec 2011)
• Richard Andrew Sears

  IRN RXS01048

  • [FCA CF] Client dealing (25 Jun 2024 to 19 Mar 2026)
• Richard Green

  IRN RNG01013

  • CF30 Customer (3 Dec 2009 to 30 Jun 2010)
• Richard James Michael Peak

  IRN RXP01934

  • CF1 Director (AR) (25 Mar 2015 to 27 Oct 2015)
• Richard James Morgan

  IRN RXM02128

  • CF30 Customer (28 Jan 2011 to 2 Mar 2011)
• Richard John Blakesley

  IRN RJB01218

  • [FCA CF] Client dealing (11 Mar 2022 to 18 Oct 2023)
  • [FCA CF] Material risk taker (11 Mar 2022 to 8 Jun 2023)
• Richard John Elliott

  IRN RXE00141

  • CF1 Director (AR) (26 Jun 2023 to 31 Mar 2023)
  • CF30 Customer (26 Jun 2023 to 31 Mar 2023)

• Zilber Ltd (no longer appointed)

  FRN 716173 · Appointed 8 Sep 2015 · Until 21 Jun 2016

• Earlsfield Capital Partners LLP (no longer appointed)

  FRN 713889 · Appointed 14 Aug 2015 · Until 4 Sep 2017 · Tied agent

• Aurium Capital UK Ltd (no longer appointed)

  FRN 712948 · Appointed 5 Aug 2015 · Until 4 Apr 2016

• Wheatfromchaff Ltd (no longer appointed)

  FRN 712089 · Appointed 30 Jul 2015 · Until 22 Feb 2017

• Strawberry Star Capital Ltd (no longer appointed)

  FRN 711115 · Appointed 22 Jul 2015 · Until 7 Mar 2022

• Farlap Capital Ltd (no longer appointed)

  FRN 710262 · Appointed 15 Jul 2015 · Until 16 Jan 2020 · Tied agent

• Passport Investments International Ltd (no longer appointed)

  FRN 690245 · Appointed 29 Apr 2015 · Until 6 Oct 2017

• FB Advisers Ltd (no longer appointed)

  FRN 684420 · Appointed 14 Apr 2015 · Until 17 Apr 2016

• Roxbury Asset Management Ltd (no longer appointed)

  FRN 683318 · Appointed 9 Apr 2015 · Until 29 Feb 2016

• Arkview Advisors Ltd (no longer appointed)

  FRN 683314 · Appointed 9 Apr 2015 · Until 21 Mar 2018

No changes recorded yet.