Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benoit Renon

  IRN RXB02033

  • CF30 Customer (11 May 2010 to 8 Oct 2010)
• Bhavik Tailor

  IRN BXT01161

  • CF30 Customer (18 Nov 2010 to 14 Mar 2011)
• Brent Gibbens Spiller

  IRN BGS01045

  • CF1 Director (AR) (4 Dec 2009 to 12 Jul 2010)
  • CF30 Customer (4 Dec 2009 to 12 Jul 2010)
• Brett Sean Stewart

  IRN BSS01048

  • CF30 Customer (1 Feb 2010 to 8 Oct 2010)
• Brett Stuart Powell Williams

  IRN BSW00003

  • CF4 Partner (AR) (8 Nov 2012 to 31 Jan 2014)
• Brian Jeffery DeFee

  IRN BXD00026

  • CF30 Customer (13 Nov 2020 to 22 Sep 2022)
• Brian O'Donohue

  IRN BXO01233

  • CF30 Customer (16 Dec 2022 to 5 May 2023)
• Bruce Malcolm Gordon

  IRN XXG01051

  • CF1 Director (AR) (5 Mar 2009 to 31 Mar 2015)
  • CF30 Customer (5 Mar 2009 to 31 Mar 2015)
• Byron Jason Arthur Woodmansee

  IRN BJW01111

  • CF1 Director (AR) (21 Feb 2013 to 4 Jan 2017)
  • CF30 Customer (21 Feb 2013 to 4 Jan 2017)
• Carl Martin Borcher

  IRN CMB01184

  • CF30 Customer (7 Sep 2009 to 8 Oct 2010)

• TSMK Ltd (no longer appointed)

  FRN 739652 · Appointed 9 Mar 2016 · Until 11 Jan 2017

• Capital Grey Partners LLP (no longer appointed)

  FRN 739659 · Appointed 9 Mar 2016 · Until 28 Nov 2016

• Research Tree Limited (no longer appointed)

  FRN 735919 · Appointed 9 Feb 2016 · Until 31 May 2019

• Absail Capital Ltd (no longer appointed)

  FRN 732573 · Appointed 19 Jan 2016 · Until 19 Oct 2021

• Horizon (GP) Ltd (no longer appointed)

  FRN 728024 · Appointed 4 Dec 2015 · Until 26 Aug 2016

• RoboCap LLP (no longer appointed)

  FRN 724975 · Appointed 10 Nov 2015 · Until 17 Jan 2023

• Newcode Advisers Ltd (no longer appointed)

  FRN 718617 · Appointed 29 Sep 2015 · Until 19 Sep 2019 · Tied agent

• Mitheridge Capital Management LLP (no longer appointed)

  FRN 716659 · Appointed 14 Sep 2015 · Until 12 Aug 2016

• Yuanta Securities (UK) Ltd (no longer appointed)

  FRN 716618 · Appointed 14 Sep 2015 · Until 21 Oct 2016

• Victorem Ventures Ltd (no longer appointed)

  FRN 716517 · Appointed 11 Sep 2015 · Until 2 Jan 2018

No changes recorded yet.