Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ronald Anthony Thean Yat Ooi
IRN RAO01053
- CF1 Director (AR) (30 Sep 2015 to 17 Oct 2016)
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Ross Hamilton Phillpotts
IRN RHP01027
- CF30 Customer (25 Jan 2016 to 17 Oct 2016)
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Rudy Johan Angele Spaey
IRN RJS01371
- CF4 Partner (AR) (6 Jun 2012 to 10 Dec 2012)
- CF30 Customer (3 May 2012 to 10 Dec 2012)
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Rupert Anthony Winckler
IRN RAW01150
- CF30 Customer (24 Jun 2017 to 15 Mar 2018)
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Russ Howard Bubley
IRN RHB01041
- CF1 Director (AR) (22 Jul 2014 to 2 Jul 2023)
- CF30 Customer (22 Jul 2014 to 2 Jul 2023)
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Russell Bristow Harless
IRN RBH01064
- CF30 Customer (7 Apr 2020 to 2 Nov 2023)
- CF1 Director (AR) (7 Apr 2020 to 4 May 2023)
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Sachin Atulkumar Patel
IRN SAP01093
- CF1 Director (AR) (28 Apr 2017 to 1 Aug 2022)
- CF30 Customer (28 Apr 2017 to 1 Aug 2022)
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Samuel Robert Uwins
IRN SXU00060
- CF1 Director (AR) (since 13 Feb 2024)
- CF30 Customer (since 13 Feb 2024)
- [FCA CF] Client dealing (4 Dec 2023 to 1 Mar 2024)
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Sanjay Wadhwani
IRN SXW01325
- CF1 Director (AR) (27 Jun 2012 to 27 Feb 2014)
- CF3 Chief Executive (AR) (27 Jun 2012 to 27 Feb 2014)
- CF30 Customer (15 May 2012 to 4 Mar 2015)
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Santiago Carlos Ignacio Izaguirre
IRN SCI01008
- CF30 Customer (7 Jan 2020 to 11 Dec 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Capital Grey Partners LLP (no longer appointed)
FRN 739659 · Appointed 9 Mar 2016 · Until 28 Nov 2016
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Newcode Advisers Ltd (no longer appointed)
FRN 718617 · Appointed 29 Sep 2015 · Until 19 Sep 2019 · Tied agent
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Mitheridge Capital Management LLP (no longer appointed)
FRN 716659 · Appointed 14 Sep 2015 · Until 12 Aug 2016
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Yuanta Securities (UK) Ltd (no longer appointed)
FRN 716618 · Appointed 14 Sep 2015 · Until 21 Oct 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.