Sturgeon Capital Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Louis Chaves
IRN SXC01028
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Aug 2023)
- SMF16 Compliance Oversight (since 14 Aug 2023)
Taco Andries Sieburgh-Sjoerdsma
IRN TAS01035
- CF30 Customer (15 Sep 2011 to 24 Jul 2018)
- CF10 Compliance Oversight (15 Sep 2011 to 24 Jul 2018)
- CF1 Director (15 Sep 2011 to 24 Jul 2018)
- CF11 Money Laundering Reporting (15 Sep 2011 to 24 Jul 2018)
Yannick Laurent Philippe Naud
IRN YXN01013
- CF30 Customer (1 Jan 2014 to 20 Nov 2014)

Smaller firms operating under this firm's FCA authorisation.

Sturgeon Securities Ltd (no longer appointed)
FRN 676081 · Appointed 9 Mar 2015 · Until 28 Feb 2017
Optionality Ltd (no longer appointed)
FRN 604463 · Appointed 12 Jul 2013 · Until 28 Feb 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.