Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 18 Apr 2024)
    • SMF3 Executive Director (since 18 Apr 2024)
  • Odum Research Ltd (no longer approved here)

    FRN 975797

    • SMF16 Compliance Oversight (6 Jan 2023 to 18 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2023 to 18 Nov 2023)
    • SMF3 Executive Director (5 Jan 2023 to 18 Nov 2023)
  • Sturgeon Capital Ltd (no longer approved here)

    FRN 554051

    • CF1 Director (15 Sep 2011 to 24 Jul 2018)
    • CF10 Compliance Oversight (15 Sep 2011 to 24 Jul 2018)
    • CF11 Money Laundering Reporting (15 Sep 2011 to 24 Jul 2018)
    • CF30 Customer (15 Sep 2011 to 24 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.