Date authorised
1 April 2013
Companies House
OC306906
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8th Floor, Devonshire House
    1 Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +4402077587800
  • Complaints Contact

    100 West Putnam Avenue
    Greenwich
    Connecticut
    06830
    UNITED STATES OF AMERICA
    Phone
    +12036183615

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pilar Manzanaro

    IRN PXM01423

    • CF26 Customer Trading (16 Jan 2006 to 16 Jan 2006)
    • CF4 Partner (16 Jan 2006 to 16 Jan 2006)
    • CF27 Investment Management (10 Dec 2004 to 10 Dec 2004)
    • CF21 Investment Adviser (10 Dec 2004 to 10 Dec 2004)
  • Russell Paul Jewell

    IRN RPJ01016

    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF4 Partner (15 Sep 2006 to 1 Jul 2010)
    • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
  • Smita Conjeevaram

    IRN SXC01789

    • CF4 Partner (1 Apr 2005 to 30 Sep 2005)
    • CF13 Finance (1 Apr 2005 to 30 Sep 2005)
  • Taco Van Heusden

    IRN TXV01021

    • CF30 Customer (23 Jan 2008 to 1 Jul 2010)
  • Thomas George Frederick Wainright-Lee

    IRN TGW01041

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Apr 2016 to 8 Dec 2019)
  • Thomas Jean Calzia

    IRN TJC01155

    • CF30 Customer (1 Nov 2007 to 22 Jul 2011)
    • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
  • Thomas Salomsen Solset

    IRN TSS01025

    • CF30 Customer (1 Nov 2007 to 16 May 2011)
    • CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
  • Victor Sanjay Khosla

    IRN VSK01004

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Aug 2014 to 8 Dec 2019)
    • CF4 Partner (10 Dec 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Dec 2004 to 31 Oct 2007)
  • Vivianne Castro-Hernandez

    IRN VXC01090

    • CF4 Partner (10 Dec 2004 to 1 Nov 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.