Date authorised
1 April 2013
Companies House
OC306906
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8th Floor, Devonshire House
    1 Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +4402077587800
  • Complaints Contact

    100 West Putnam Avenue
    Greenwich
    Connecticut
    06830
    UNITED STATES OF AMERICA
    Phone
    +12036183615

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hermann-Josef Woltery

    IRN HXW01062

    • SMF27 Partner (9 Dec 2019 to 10 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (16 Jan 2006 to 8 Dec 2019)
    • CF26 Customer Trading (16 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (10 Dec 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Dec 2004 to 31 Oct 2007)
  • James Lydon MacNamara

    IRN JLM01094

    • [FCA CF] Significant management (9 Dec 2019 to 19 Feb 2021)
    • CF4 Partner (19 Jun 2018 to 9 Dec 2019)
  • Jason Richard Lee Clarke

    IRN JRC01126

    • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
    • CF4 Partner (16 Jan 2006 to 31 Dec 2018)
    • CF26 Customer Trading (16 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (5 Apr 2005 to 31 Oct 2007)
  • Jean-Louis Lelogeais

    IRN JXL01484

    • CF4 Partner (10 Dec 2004 to 31 May 2018)
  • Johan Van de Steen

    IRN JXV01184

    • CF4 Partner (25 Jun 2014 to 2 Mar 2015)
    • CF30 Customer (25 Jun 2014 to 2 Mar 2015)
  • John Katsikoumbas

    IRN JXK71818

    • [FCA CF] Client dealing (15 Sep 2020 to 1 Feb 2022)
  • John W Brantl

    IRN JWB01209

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2024)
    • CF4 Partner (5 May 2017 to 8 Dec 2019)
    • CF30 Customer (5 May 2017 to 8 Dec 2019)
  • Jonathan Stuart Schube

    IRN JSS01084

    • CF30 Customer (25 Jan 2008 to 23 Nov 2009)
  • Kevin Lydon

    IRN KXL01189

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
  • Laura Canavan

    IRN LXC00480

    • SMF16 Compliance Oversight (since 9 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.