Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 25 Mar 2025)
- [FCA CF] Client dealing (since 2 Nov 2021)
- [FCA CF] Significant management (since 2 Nov 2021)
- [FCA CF] Manager of certification employee (2 Nov 2021 to 17 Oct 2022)
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- [FCA CF] Significant management (9 Dec 2019 to 19 Feb 2021)
- CF4 Partner (19 Jun 2018 to 9 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 26 Feb 2010)
- CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 4 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.