Date authorised
1 April 2013
Companies House
OC306906
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8th Floor, Devonshire House
    1 Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +4402077587800
  • Complaints Contact

    100 West Putnam Avenue
    Greenwich
    Connecticut
    06830
    UNITED STATES OF AMERICA
    Phone
    +12036183615

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Benjamin Charnin

    IRN DXC23932

    • SMF16 Compliance Oversight (20 Jun 2022 to 31 Mar 2023)
    • SMF27 Partner (7 Feb 2020 to 31 Mar 2023)
  • David Roca Salvado

    IRN DXR01554

    • CF30 Customer (23 May 2017 to 8 Dec 2019)
  • Duncan John Priston

    IRN DJP01165

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
  • Edward Charles Kelly

    IRN ECK01022

    • CF4 Partner (3 Jul 2018 to 9 Dec 2019)
  • Edwin Jung

    IRN EXJ00031

    • [FCA CF] Client dealing (since 12 Jul 2023)
  • Emmanuel Antoine Alexis Delorme

    IRN EAD01028

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2021)
    • CF4 Partner (12 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Apr 2018 to 8 Dec 2019)
  • Eric Joseph Georges Kalfon

    IRN EJK01039

    • CF30 Customer (10 Jun 2014 to 23 Jan 2018)
    • CF4 Partner (10 Jun 2014 to 23 Jan 2018)
  • Frank Ulrich Forster

    IRN FUF01000

    • CF30 Customer (25 May 2012 to 26 May 2013)
  • Grigoriy Braylovskiy

    IRN GXB02331

    • [FCA CF] Manager of certification employee (since 30 Jun 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
  • Hannah Jean Cusworth

    IRN HJC01045

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • CF4 Partner (3 Sep 2018 to 9 Dec 2019)
    • CF30 Customer (5 Nov 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.