Date authorised
1 April 2013
Companies House
07707508
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310625
  • Complaints Contact

    6th Floor, Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andres Pieczanski

    IRN AXP01426

    • CF4 Partner (AR) (since 8 Mar 2023)
    • CF1 Director (AR) (31 Jul 2019 to 22 Mar 2024)
    • CF30 Customer (31 Jul 2019 to 22 Mar 2024)
  • Andrew Neil Price

    IRN ANP01021

    • CF4 Partner (AR) (since 8 Mar 2023)
    • CF30 Customer (4 Dec 2019 to 22 Mar 2024)
  • Anthony Fernandes

    IRN AJF01200

    • CF30 Customer (14 Mar 2023 to 8 Mar 2024)
  • Benjamin James Murison

    IRN BJM01159

    • CF30 Customer (28 Nov 2024 to 16 Dec 2024)
  • Benjamin Keith Green

    IRN BXG00307

    • CF30 Customer (since 1 Oct 2025)
  • Brian Terence Modlock

    IRN BTM01010

    • CF1 Director (AR) (11 Oct 2019 to 29 May 2020)
    • CF30 Customer (11 Oct 2019 to 29 May 2020)
  • Cassidy Jie Cao

    IRN CXC00821

    • CF30 Customer (12 Jul 2024 to 16 Dec 2024)
  • Charles David Morris

    IRN CDM01049

    • CF30 Customer (since 20 Feb 2023)
    • CF1 Director (AR) (since 23 Sep 2020)
  • Charles Foster

    IRN CPF01041

    • CF30 Customer (since 28 Jan 2026)
  • Charles Robert Erith

    IRN CRE01023

    • CF1 Director (AR) (11 Dec 2020 to 3 Jul 2023)
    • CF30 Customer (11 Dec 2020 to 3 Jul 2023)
    • CF3 Chief Executive (AR) (11 Dec 2020 to 3 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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