Strata Global Limited

Date authorised
1 April 2013
Companies House
07707508
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310625
    Web
    https://www.strataglobal.co.uk

  • Complaints Contact

    6th Floor, Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maya Rogers

    IRN MXR02756

    • CF30 Customer (14 Apr 2022 to 15 Jun 2023)
  • Michael Aaron Silberberg

    IRN MXS05426

    • CF30 Customer (since 4 Nov 2025)
  • Michael Anthony Smith

    IRN MAS01199

    • [FCA CF] Client dealing (22 Feb 2021 to 10 Jan 2023)
  • Michael Bauer

    IRN MXB01663

    • CF30 Customer (since 23 Mar 2022)
  • Michael Daffey

    IRN MXD01645

    • CF30 Customer (26 Jan 2022 to 16 Dec 2024)
  • Michael David Mayer

    IRN MDM01125

    • CF30 Customer (8 Sep 2016 to 16 Mar 2017)
  • Michael James Stiller

    IRN MJS01233

    • CF30 Customer (26 Apr 2012 to 10 Aug 2012)
    • CF1 Director (26 Apr 2012 to 10 Aug 2012)
    • CF10 Compliance Oversight (26 Apr 2012 to 10 Aug 2012)
    • CF11 Money Laundering Reporting (26 Apr 2012 to 10 Aug 2012)
  • Natalie Alice Torin

    IRN NXT28647

    • CF30 Customer (19 Feb 2020 to 1 Feb 2021)
  • Nicholas Charles George Andrews

    IRN NCA01025

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Nicholas James Warren

    IRN NJW01074

    • CF30 Customer (10 Jan 2014 to 28 Nov 2014)
    • CF10 Compliance Oversight (12 Sep 2012 to 28 Nov 2014)
    • CF11 Money Laundering Reporting (12 Sep 2012 to 28 Nov 2014)
    • CF1 Director (10 Aug 2012 to 28 Nov 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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