Stonewood Wealth Management LLP

Date authorised
19 September 2014
Companies House
OC389370
Last scraped
16 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ninth Floor
    Landmark St. Peters Square
    Manchester
    M1 4PB
    UNITED KINGDOM
    Phone
    +4401932832210
    Web
    https://www.stonewoodwealth.com

  • Complaints Contact

    Ninth Floor,
    Landmark, St. Peters Square
    Manchester
    M1 4PB
    UNITED KINGDOM
    Phone
    +4401932832210

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mathew Christopher West-Russell

    IRN MXW21347

    • (1)14. Managing investments
    • (3)[FCA CF] Functions requiring qualifications (since 16 Mar 2022)
    • (2)[FCA CF] Client dealing (since 9 Dec 2019)
    • (15)CF30 Customer (4 Oct 2019 to 8 Dec 2019)
  • Melanie Kinshott

    IRN MXK00290

    • (30)SMF17 Money Laundering Reporting Officer (MLRO) (19 Oct 2022 to 31 Jul 2025)
  • Milena Dimitrova Ivanova

    IRN MXI01054

    • (21)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2020)
    • (22)SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2020)
    • (23)SMF1 Chief Executive (9 Dec 2019 to 26 Feb 2020)
    • (20)SMF27 Partner (9 Dec 2019 to 26 Feb 2020)
    • (27)CF4 Partner (19 Sep 2014 to 8 Dec 2019)
    • (26)CF10 Compliance Oversight (19 Sep 2014 to 8 Dec 2019)
    • (25)CF11 Money Laundering Reporting (19 Sep 2014 to 8 Dec 2019)
    • (24)CF30 Customer (19 Sep 2014 to 8 Dec 2019)
    • (28)CF3 Chief Executive (19 Sep 2014 to 8 Dec 2019)
  • Nicholas Deist

    IRN NXD21273

    • (17)[FCA CF] Client dealing (9 Dec 2019 to 9 Jul 2021)
    • (16)CF30 Customer (3 Oct 2019 to 8 Dec 2019)
  • Nicholas John Matthews

    IRN NXM00336

    • (9)SMF3 Executive Director (since 4 Apr 2023)
  • Paul Andrew Marson

    IRN PAM01106

    • (3)CF4 Partner (19 Sep 2014 to 18 Dec 2017)
    • (2)CF30 Customer (19 Sep 2014 to 18 Dec 2017)
  • Sarah Joanna Lord

    IRN SJL01195

    • (8)SMF3 Executive Director (since 9 Aug 2024)
  • Sean Bryan

    IRN SXB03732

    • (10)SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2025)
    • (11)SMF16 Compliance Oversight (since 6 Sep 2022)
    • (12)SMF3 Executive Director (since 6 Sep 2022)
  • Sean Patterson

    IRN SXP01360

    • (14)[FCA CF] Client dealing (7 Dec 2023 to 15 Jul 2024)
    • (9)SMF27 Partner (22 Jun 2020 to 15 Jul 2024)
    • (12)SMF1 Chief Executive (22 Jun 2020 to 15 Jul 2024)
    • (10)SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2020 to 21 Oct 2022)
    • (11)SMF16 Compliance Oversight (25 Feb 2020 to 14 Sep 2022)
    • (13)CF30 Customer (9 Oct 2019 to 8 Dec 2019)
  • Shaun Tomas Miles

    IRN SXM01220

    • (6)[FCA CF] Client dealing (1 Dec 2022 to 23 Jul 2025)
    • (7)[FCA CF] Functions requiring qualifications (1 Dec 2022 to 23 Jul 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)SMF27 Partner

  2. controlled function added: (8)[FCA CF] Client dealing

  3. controlled function added: (7)[FCA CF] Functions requiring qualifications

  4. controlled function added: (6)[FCA CF] Client dealing

  5. controlled function added: (5)[FCA CF] Functions requiring qualifications

  6. controlled function added: (4)[FCA CF] Client dealing

  7. controlled function added: (3)CF4 Partner

  8. controlled function added: (2)CF30 Customer

  9. controlled function added: (1)CF30 Customer

  10. controlled function removed: SMF3 Executive Director

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