Sean Patterson

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonewood Wealth Management LLP (no longer approved here)

    FRN 613665

    • (14)[FCA CF] Client dealing (7 Dec 2023 to 15 Jul 2024)
    • (12)SMF1 Chief Executive (22 Jun 2020 to 15 Jul 2024)
    • (9)SMF27 Partner (22 Jun 2020 to 15 Jul 2024)
    • (10)SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2020 to 21 Oct 2022)
    • (11)SMF16 Compliance Oversight (25 Feb 2020 to 14 Sep 2022)
    • (13)CF30 Customer (9 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)SMF27 Partner at Stonewood Wealth Management LLP

  2. controlled function added: (10)SMF17 Money Laundering Reporting Officer (MLRO) at Stonewood Wealth Management LLP

  3. controlled function added: (11)SMF16 Compliance Oversight at Stonewood Wealth Management LLP

  4. controlled function added: (12)SMF1 Chief Executive at Stonewood Wealth Management LLP

  5. controlled function added: (13)CF30 Customer at Stonewood Wealth Management LLP

  6. controlled function added: (14)[FCA CF] Client dealing at Stonewood Wealth Management LLP