Date authorised
1 April 2013
Companies House
OC319201
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Althorp Road
    London
    SW17 7ED
    UNITED KINGDOM
    Phone
    +442037908128
  • Complaints Contact

    9 Althorp Road
    London
    SW17 7ED
    UNITED KINGDOM
    Phone
    +442037908128

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kasper Kemp Hansen

    IRN KKH00009

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Dec 2024)
    • CF30 Customer (23 Jun 2015 to 24 Dec 2024)
    • CF4 Partner (AR) (23 Jun 2015 to 24 Dec 2024)
  • Lestrino Baquiran

    IRN LXB00517

    • CF1 Director (AR) (since 7 Dec 2022)
    • [FCA CF] Client dealing (since 7 Dec 2022)
    • CF30 Customer (since 7 Dec 2022)
  • Luke Rose

    IRN LER01028

    • CF1 Director (AR) (since 4 Dec 2021)
    • CF30 Customer (since 4 Dec 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
  • Mark Stephen Wright Beilby

    IRN MSB01057

    • CF1 Director (AR) (8 Nov 2018 to 1 Dec 2019)
    • CF30 Customer (8 Nov 2018 to 1 Dec 2019)
  • Matthew James Lonergan

    IRN MJL01185

    • CF30 Customer (14 Mar 2016 to 23 Sep 2016)
  • Michael Moriarty

    IRN MJM01516

    • [FCA CF] Client dealing (22 Apr 2020 to 4 Jul 2022)
    • CF30 Customer (22 Apr 2020 to 4 Jul 2022)
    • CF4 Partner (AR) (22 Apr 2020 to 4 Jul 2022)
  • Michael William Murphy

    IRN MWM01028

    • CF30 Customer (12 Jun 2012 to 8 Mar 2013)
  • Nicholas Marc Francis

    IRN NMF01024

    • CF30 Customer (8 Apr 2015 to 3 Nov 2016)
  • Patrick Hall

    IRN PTH01023

    • CF30 Customer (31 Mar 2010 to 15 Sep 2011)
  • Paul Antony Russell

    IRN PAR01121

    • CF30 Customer (13 Apr 2015 to 3 Nov 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.