Date authorised
1 April 2013
Companies House
OC319201
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Althorp Road
    London
    SW17 7ED
    UNITED KINGDOM
    Phone
    +442037908128
  • Complaints Contact

    9 Althorp Road
    London
    SW17 7ED
    UNITED KINGDOM
    Phone
    +442037908128

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Damian Damalitis

    IRN DXD01375

    • CF1 Director (AR) (13 May 2015 to 29 Jul 2016)
    • CF30 Customer (13 May 2015 to 29 Jul 2016)
  • Daniel Green

    IRN DSG01042

    • CF30 Customer (5 Aug 2014 to 4 May 2016)
    • CF1 Director (AR) (4 Aug 2014 to 4 May 2016)
    • CF4 Partner (AR) (20 Jan 2014 to 4 Aug 2014)
  • David George Heyden Kotler

    IRN DGK01010

    • CF1 Director (AR) (7 Jan 2021 to 27 Jan 2023)
    • CF30 Customer (7 Jan 2021 to 27 Jan 2023)
    • [FCA CF] Client dealing (3 Dec 2020 to 27 Jan 2023)
    • [FCA CF] Material risk taker (3 Dec 2020 to 31 Dec 2021)
  • David Richard Roderick Passey

    IRN DRP01062

    • CF30 Customer (31 Mar 2010 to 15 Sep 2011)
  • Davina Kate Rich

    IRN DKR01007

    • CF30 Customer (1 Nov 2007 to 8 Jan 2008)
    • CF4 Partner (14 Jul 2006 to 30 Jan 2009)
    • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
    • CF27 Investment Management (14 Jul 2006 to 31 Oct 2007)
  • Dimitrios Stratikopoulos

    IRN DXS01313

    • CF30 Customer (2 May 2013 to 31 Jul 2013)
  • Dominic Andrew Robert Hammond

    IRN DAH01271

    • CF30 Customer (since 12 Mar 2025)
    • [FCA CF] Client dealing (since 12 Mar 2025)
  • Dominik Dolenec

    IRN DXD01319

    • CF4 Partner (AR) (22 Apr 2020 to 4 Jul 2022)
    • [FCA CF] Client dealing (22 Apr 2020 to 4 Jul 2022)
    • CF30 Customer (22 Apr 2020 to 4 Jul 2022)
  • Edward James Chandler

    IRN EJC01037

    • CF1 Director (AR) (18 Dec 2017 to 1 Dec 2019)
    • CF30 Customer (18 Jul 2017 to 1 Dec 2019)
  • Frank Senyo Dewotor

    IRN FSD01014

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (14 Apr 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.