Stoneware Capital LLP

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FRN: 451073
Date authorised: 1 April 2013
Companies House: OC319201
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

9 Althorp Road

London

SW17 7ED

UNITED KINGDOM

Phone

+442037908128

Web

https://www.stonewarecapital.com
Complaints Contact

9 Althorp Road

London

SW17 7ED

UNITED KINGDOM

Phone

+442037908128

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Frederic Feve
IRN FXF01039
- CF1 Director (AR) (2 Apr 2014 to 15 Jul 2015)
- CF30 Customer (2 Apr 2014 to 15 Jul 2015)
Frederick Peter MacNab Crawford
IRN FPC01012
- CF30 Customer (30 Jul 2014 to 30 Nov 2014)
- CF1 Director (AR) (30 Jul 2014 to 30 Nov 2014)
George Robinson
IRN GER01016
- CF30 Customer (3 Nov 2016 to 31 Jan 2019)
- CF4 Partner (AR) (3 Nov 2016 to 31 Jan 2019)
Gregory Bryan Bonwick
IRN GXB01469
- CF30 Customer (29 Jul 2014 to 27 Aug 2015)
Haroun Cyrus Tancredi Samson van Hövell tot Westerflier
IRN HXV01050
- CF1 Director (AR) (since 17 Dec 2019)
- CF30 Customer (since 17 Dec 2019)
- [FCA CF] Client dealing (since 14 Dec 2019)
- [FCA CF] Material risk taker (14 Dec 2019 to 31 Dec 2021)
Henrik Heilskou Pedersen
IRN HHP01002
- CF30 Customer (30 Jan 2014 to 13 Jan 2017)
- CF4 Partner (AR) (30 Jan 2014 to 13 Jan 2017)
James Edward Bonhote Foster
IRN JEF01076
- CF30 Customer (31 Mar 2010 to 15 Sep 2011)
Jatin Tosar
IRN JXT01353
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 15 Feb 2019)
John Robert Brodie Donald
IRN JRD01065
- CF30 Customer (3 Nov 2015 to 29 Jul 2016)
Julian Clement Hirst
IRN JCH01096
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 20 Jun 2016)
- CF1 Director (AR) (since 20 Jun 2016)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Gorst Capital Partners LLP (no longer appointed)
FRN 613215 · Appointed 15 Jan 2014 · Until 15 Aug 2014
A H Loder Advisers Ltd (no longer appointed)
FRN 528117 · Appointed 12 Sep 2013 · Until 7 Sep 2015
Agora Private Markets LLP (no longer appointed)
FRN 601858 · Appointed 29 May 2013 · Until 28 Apr 2014
Domius Capital Advisors LLP (no longer appointed)
FRN 600433 · Appointed 1 May 2013 · Until 31 Jul 2013
Berora Advisors Limited (no longer appointed)
FRN 518899 · Appointed 2 Mar 2012 · Until 8 Jan 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.