Stoneware Capital LLP

• Principal Place of Business

  9 Althorp Road

  London

  SW17 7ED

  UNITED KINGDOM

  Phone

  +442037908128

  Web

  https://www.stonewarecapital.com

• Complaints Contact

  9 Althorp Road

  London

  SW17 7ED

  UNITED KINGDOM

  Phone

  +442037908128

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Brindle

  IRN SXB01363

  • CF30 Customer (29 Apr 2014 to 1 Jul 2016)
  • CF4 Partner (AR) (29 Apr 2014 to 1 Jul 2016)
• Thiresia Farmaki

  IRN TXF01223

  • CF30 Customer (5 Jun 2013 to 31 Jul 2013)
• Toby James Coates

  IRN TJC01082

  • CF30 Customer (25 May 2016 to 18 Aug 2016)
• Trevor Zygmunt Sliwerski

  IRN TZS01001

  • CF30 Customer (7 Mar 2016 to 23 Sep 2016)
• William James Middleton

  IRN WJM01120

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 21 Jun 2016)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
• Ya-Hui Cheng

  IRN YXC01045

  • CF30 Customer (24 Jan 2017 to 18 Mar 2019)

• Oxford Investment Consultants LLP (no longer appointed)

  FRN 749109 · Appointed 3 Jun 2016 · Until 1 Feb 2019

• Paxstone Capital Europe LLP (no longer appointed)

  FRN 702734 · Appointed 28 May 2015 · Until 27 Dec 2024

• Belview Capital Limited (no longer appointed)

  FRN 690715 · Appointed 30 Apr 2015 · Until 30 Jul 2016

• Harlyn Research LLP (no longer appointed)

  FRN 576511 · Appointed 8 Jan 2015 · Until 19 Oct 2024

• Gorst Capital Limited (no longer appointed)

  FRN 628948 · Appointed 24 Jul 2014 · Until 6 May 2016

• FPMC Africa Limited (no longer appointed)

  FRN 628297 · Appointed 15 Jul 2014 · Until 1 Dec 2014

• Boda Capital Limited (no longer appointed)

  FRN 624457 · Appointed 30 May 2014 · Until 2 Jul 2015

• Waterfront Consulting Limited (no longer appointed)

  FRN 620128 · Appointed 1 Apr 2014 · Until 10 May 2016

• Burnahyll LLP (no longer appointed)

  FRN 620099 · Appointed 1 Apr 2014 · Until 4 Jul 2016

• Clerus LLP (no longer appointed)

  FRN 614763 · Appointed 29 Jan 2014 · Until 1 Feb 2017

No changes recorded yet.