Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carla Suzanne O'Kane
IRN CXO00054
- (530)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (531)Appointed representative dealing with clients for which they require qualification (since 23 Dec 2025)
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Carla Vilo-Valeria
IRN CXV00081
- (186)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (187)Appointed representative dealing with clients for which they require qualification (since 22 Aug 2024)
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Carlton Anthony Nembhard
IRN CXN00033
- (2163)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2164)Appointed representative dealing with clients for which they require qualification (since 8 Nov 2021)
- (2165)CF1 Director (AR) (since 6 Nov 2021)
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Carly Sarah Bilton
IRN CXB00318
- (552)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (553)Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
- (972)Appointed representative dealing with clients for which they require qualification (14 Mar 2021 to 30 Sep 2021)
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Carol Crawshaw
IRN CXC00243
- (1066)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 31 Mar 2021)
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Carol Faichney
IRN CXF00108
- (971)Appointed representative dealing with clients for which they require qualification (14 Mar 2021 to 9 Sep 2022)
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Caroline Andrea Smith
IRN CXS00271
- (818)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (819)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Caroline Ann Hall
IRN CAH01224
- (2321)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2320)21. Advising or arranging (bringing about) equity release transactions
- (2322)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- (2323)CF1 Director (AR) (since 18 Feb 2016)
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Caroline Anne Underwood
IRN CXU90677
- (1186)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1187)Appointed representative dealing with clients for which they require qualification (since 20 Aug 2023)
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Caroline Byrne
IRN CXB00296
- (1104)[FCA CF] Manager of certification employee (9 Mar 2021 to 31 Dec 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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GKM Financial Services Limited (no longer appointed)
FRN 544363 · Appointed 29 Mar 2011 · Until 4 Jun 2024
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Grosvenor Park Intelligent Investments Ltd (no longer appointed)
FRN 544372 · Appointed 29 Mar 2011 · Until 4 Aug 2011
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Gloucestershire Wealth Management Ltd (no longer appointed)
FRN 523982 · Appointed 22 Mar 2011 · Until 30 Mar 2012
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Carruthers & Luck Estate Agents Ltd (no longer appointed)
FRN 482403 · Appointed 21 Feb 2011 · Until 1 Apr 2022
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Balmforths Property Services Ltd (no longer appointed)
FRN 484686 · Appointed 13 Jan 2011 · Until 10 Oct 2011
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Balkan Legal & Finance Limited (no longer appointed)
FRN 537681 · Appointed 14 Dec 2010 · Until 22 Dec 2010
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Stonebridge Mortgage Solutions Ltd
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trading name added: Atticus Financial
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trading name added: Associates Mortgage Network
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trading name added: AMW Finance
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trading name added: A to Z Mortgage Solutions
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trading name added: A D Mortgage & Insurance Services
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trading name added: A Class Mortgages
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trading name added: Crow’s Mortgage & Insurance Services
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trading name added: Choice Financial
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trading name added: Cathesis