Carlton Anthony Nembhard

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Swoop Finance Limited
FRN 936513
- CF1 Director (AR) (since 24 Sep 2025)
Cas Bridging & Commercial Finance Ltd
FRN 1040506
- Employed By (since 24 Sep 2025)
Stonebridge Mortgage Solutions Ltd
FRN 454811
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 8 Nov 2021)
- CF1 Director (AR) (since 6 Nov 2021)
C & S Investment Options Ltd
FRN 956972
- Employed By (since 6 Nov 2021)
Scala Financial Services Limited (no longer approved here)
FRN 618202
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2021)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (5 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Aug 2006 to 5 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.