Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paulina Wicko
IRN PXW00386
- (232)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (233)Appointed representative dealing with clients for which they require qualification (since 29 Feb 2024)
- (754)Appointed representative dealing with clients for which they require qualification (9 Jun 2023 to 20 Oct 2023)
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Pawel Jakub Lewicki
IRN PXL00291
- (270)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (271)Appointed representative dealing with clients for which they require qualification (since 12 Jan 2023)
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Peter Adrian Jeary
IRN PXJ00094
- (1017)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 3 Oct 2022)
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Peter Andrew Limb
IRN PXL00129
- (1016)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 9 Jun 2025)
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Peter Anthony Adams
IRN PAA00024
- (1274)CF30 Customer (11 Jan 2008 to 1 Aug 2011)
- (1275)CF21 Investment Adviser (13 Dec 2006 to 18 Jan 2007)
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Peter Anthony Clapton
IRN PXC00240
- (671)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (672)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Peter Baker
IRN PXB90813
- (1937)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1938)Appointed representative dealing with clients for which they require qualification (since 19 Aug 2022)
- (1939)CF1 Director (AR) (since 3 Aug 2022)
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Peter Brown
IRN PXB00254
- (1126)[FCA CF] Manager of certification employee (9 Mar 2021 to 31 Dec 2022)
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Peter Cowell
IRN PXC00141
- (1133)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1134)Appointed representative dealing with clients for which they require qualification (since 14 Oct 2022)
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Peter David Hughes
IRN PXH00274
- (2789)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2790)Appointed representative dealing with clients for which they require qualification (since 29 Feb 2024)
- (2791)CF1 Director (AR) (since 26 Feb 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Koto Financial Services Ltd
FRN 990155 · Appointed 17 Jan 2023
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Rose James Finance Ltd
FRN 990056 · Appointed 16 Jan 2023
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SZ Financial Solutions Ltd
FRN 989649 · Appointed 9 Jan 2023
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Faulkner Powell Mortgages Limited
FRN 989256 · Appointed 23 Dec 2022
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Your Home Finance Limited
FRN 989177 · Appointed 22 Dec 2022
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AJM Financial Limited
FRN 844385 · Appointed 13 Dec 2022
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Gordon Anthony Mortgages Limited
FRN 988567 · Appointed 9 Dec 2022
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Be Mortgages Ltd
FRN 988548 · Appointed 9 Dec 2022
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Catherine Anne Rout
FRN 988498 · Appointed 8 Dec 2022
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McDaid Mortgages Ltd
FRN 988499 · Appointed 8 Dec 2022
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3469)SMF24 Chief Operations
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controlled function added: (3468)CF1 Director (AR)
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controlled function added: (3467)CF1 Director (AR)
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controlled function added: (3466)SMF3 Executive Director
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controlled function added: (3465)CF1 Director (AR)
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controlled function added: (3464)SMF2 Chief Finance
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controlled function added: (3463)SMF3 Executive Director
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controlled function added: (3462)CF1 Director (AR)
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controlled function added: (3461)SMF4 Chief Risk
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controlled function added: (3460)SMF17 Money Laundering Reporting Officer (MLRO)