Peter Anthony Adams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 May 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (15 Oct 2012 to 10 Jun 2013)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF30 Customer (11 Jan 2008 to 1 Aug 2011)
    • CF21 Investment Adviser (13 Dec 2006 to 18 Jan 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • The Legal Brokerage Limited (no longer approved here)

    FRN 179697

    • (17)Employed By (2 Apr 2007 to 30 Dec 2007)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF7 Sole Trader (AR) (31 Oct 2004 to 1 Aug 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (13 Feb 2003 to 1 May 2007)
    • CF1 Director (AR) (13 Feb 2003 to 1 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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