Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lucy Anne Smith
IRN LAI01007
- (1245)CF1 Director (AR) (24 Apr 2023 to 27 Apr 2026)
- (1244)Appointed representative dealing with clients for which they require qualification (5 Apr 2023 to 27 Apr 2026)
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Lucy Charlotte Weaver
IRN LXW00146
- (540)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (541)Appointed representative dealing with clients for which they require qualification (since 13 Feb 2026)
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Lucy Gutch
IRN LXG00109
- (1128)[FCA CF] Manager of certification employee (9 Mar 2021 to 31 Dec 2022)
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Lucy Jane Brown
IRN LXB00171
- (300)Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 1 Feb 2023)
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Lucy Woodhouse
IRN LXW85983
- (1192)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1193)Appointed representative dealing with clients for which they require qualification (since 5 Jul 2023)
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Luisa Gold
IRN LXG00419
- (1630)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1631)Appointed representative dealing with clients for which they require qualification (since 16 Oct 2025)
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Lukasz Cichowski
IRN LXC00164
- (715)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (716)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Lukasz Gierejkiewicz
IRN LXG00257
- (784)Appointed representative dealing with clients for which they require qualification (9 Aug 2023 to 12 Jul 2024)
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Luke Charles Richards
IRN LXR00027
- (3355)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (3356)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- (3357)CF1 Director (AR) (since 10 Nov 2020)
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Luke Conman
IRN LXC00116
- (348)Appointed representative dealing with clients for which they require qualification (14 Apr 2022 to 24 Feb 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Baxter Financial Services Ltd
FRN 831464 · Appointed 22 Jan 2019
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Eve Morgan
FRN 831358 · Appointed 21 Jan 2019
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Dawn Sharman
FRN 831001 · Appointed 16 Jan 2019
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Hats Iris Ltd
FRN 829596 · Appointed 31 Dec 2018
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Heartland Mortgage Services Ltd
FRN 828706 · Appointed 14 Dec 2018
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Home Financial NW Limited
FRN 827318 · Appointed 29 Nov 2018
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Rakshit Patel
FRN 827058 · Appointed 27 Nov 2018
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Stonebridge Protect Ltd
FRN 826011 · Appointed 14 Nov 2018
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Blake Mortgage and Protection Services Ltd
FRN 823752 · Appointed 19 Oct 2018
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Upton Financial Advice Ltd
FRN 823279 · Appointed 15 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Salus Financial Solutions
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trading name added: Woodland Private Finance
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trading name added: Vinay Dhand Mortgage Services
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trading name added: The Mortgage Merchant
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trading name added: The Mortgage Advisors
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trading name added: The Mauve Mortgage Company
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (3471)SMF3 Executive Director
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controlled function added: (3470)SMF3 Executive Director