Lucy Anne Smith

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Homekey Mortgage Solutions Ltd

    FRN 967597

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 3 Jun 2025)
    • CF1 Director (AR) (since 2 Jun 2025)
  • Connect IFA Ltd

    FRN 441505

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Mar 2025)
    • CF1 Director (AR) (since 16 Jan 2025)
  • NORTHDOWN DAHLEY (COMMERCIAL) LTD

    FRN 1025058

    • (2)Employed By (since 16 Jan 2025)
  • Stonebridge Mortgage Solutions Ltd

    FRN 454811

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 24 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 5 Apr 2023)
  • Northdown Financial Services Limited

    FRN 955493

    • (2)Employed By (since 24 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Nov 2022 to 22 Mar 2023)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (9 Jun 2009 to 27 Jan 2011)
  • Cornelius Charter Services Limited (no longer approved here)

    FRN 501681

    • Employed By (9 Jun 2009 to 27 Jan 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF21 Investment Adviser (15 Apr 2005 to 22 Mar 2007)
    • CF22 Investment Adviser (Trainee) (10 Jun 2003 to 15 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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