Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Jmaes Howard
IRN SXH00405
- (629)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (630)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Stephen John Ferrand
IRN SXF00261
- (885)Appointed representative dealing with clients for which they require qualification (23 Sep 2021 to 28 Feb 2023)
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Stephen John Haywood
IRN SXH01269
- (1701)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1702)Appointed representative dealing with clients for which they require qualification (since 2 Apr 2026)
- (691)Appointed representative dealing with clients for which they require qualification (19 Dec 2024 to 16 Jan 2026)
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Stephen John Sholl
IRN SJS00002
- (618)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 1 Mar 2025)
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Stephen King
IRN KXS02548
- (171)Appointed representative dealing with clients for which they require qualification (14 Jul 2022 to 17 Nov 2022)
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Stephen Lambert
IRN SXL00289
- (2266)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2268)CF1 Director (AR) (since 19 Jul 2024)
- (2267)Appointed representative dealing with clients for which they require qualification (since 12 Apr 2024)
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Stephen Leslie Gorrod
IRN SLG00004
- (6)CF30 Customer (1 Sep 2008 to 23 Dec 2009)
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Stephen Louis Seward
IRN SXS87344
- (425)Appointed representative dealing with clients for which they require qualification (31 Oct 2022 to 16 Feb 2024)
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Stephen Lupton
IRN SXL00046
- (1402)21. Advising or arranging (bringing about) equity release transactions
- (1403)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1404)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Stephen Matthew Cherrett
IRN SMC01162
- (1392)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1393)Appointed representative dealing with clients for which they require qualification (since 26 Sep 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Piplo Ltd
FRN 968845 · Appointed 28 Jan 2022
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Touchwood Financial Advisers
FRN 216556 · Appointed 26 Jan 2022
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Scott Allum Mortgages Limited
FRN 409541 · Appointed 26 Jan 2022
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McCusker Mortgage Solutions Limited
FRN 968619 · Appointed 26 Jan 2022
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Utopia Financial Services Ltd
FRN 735134 · Appointed 26 Jan 2022
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Engage Financial Solutions Ltd
FRN 968547 · Appointed 25 Jan 2022
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Philip David Morgan
FRN 503832 · Appointed 25 Jan 2022
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Pioneer Mortgage & Protection Ltd
FRN 968592 · Appointed 25 Jan 2022
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Paul Michael Manning
FRN 195609 · Appointed 24 Jan 2022
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Westrose Mortgages Ltd
FRN 968389 · Appointed 23 Jan 2022
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: DS Mortgages
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trading name added: Downing Finance
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trading name added: David Stephen Partners
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trading name added: Daniel Scott Financial Services
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trading name added: CW Financial
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trading name added: Kismet Finance
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trading name added: KAP Financial
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trading name added: Jones & Co Independent Financial Advice
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trading name added: JCD Wealth Management
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trading name added: Independent Mortgage Solutions