Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roderick McAulay Conway
IRN RMC00026
- (2350)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2351)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- (2352)CF1 Director (AR) (since 28 Jul 2014)
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Rofu Khalid
IRN RXK00110
- (987)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (988)Appointed representative dealing with clients for which they require qualification (since 15 Jun 2023)
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Roger Davies
IRN RXD01295
- (590)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 7 Dec 2022)
- (589)CF4 Partner (AR) (8 Apr 2014 to 7 Dec 2022)
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Roger James Thompson
IRN RJT00045
- (26)CF1 Director (AR) (9 Aug 2010 to 23 Dec 2019)
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Rohit Kohli
IRN RXK00218
- (1280)Appointed representative dealing with clients for which they require qualification (19 May 2022 to 31 Jul 2025)
- (1281)CF1 Director (AR) (5 Nov 2021 to 31 Jul 2025)
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Roland Carlton Alexander
IRN RCA00013
- (24)CF1 Director (AR) (27 May 2016 to 10 Apr 2017)
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Romina Begum
IRN RXB02725
- (173)CF1 Director (AR) (6 Oct 2016 to 16 Jan 2020)
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Romy Natalie Bott
IRN RXB00306
- (999)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1000)Appointed representative dealing with clients for which they require qualification (since 22 Apr 2026)
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Ronald Haig Smith
IRN RHS00014
- (147)CF1 Director (AR) (8 Sep 2014 to 21 Jul 2025)
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Ronan Marrion
IRN RXM71033
- (1237)21. Advising or arranging (bringing about) equity release transactions
- (1238)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1239)Appointed representative dealing with clients for which they require qualification (since 27 Jun 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bishop & Company (MSN) Limited
FRN 409493 · Appointed 31 Mar 2023
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Admarsh Mortgage's Ltd
FRN 994256 · Appointed 31 Mar 2023
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Mundys Financial Services Limited
FRN 994254 · Appointed 31 Mar 2023
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AW Financial Ltd
FRN 994255 · Appointed 31 Mar 2023
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Fuse Financial Ltd
FRN 994072 · Appointed 29 Mar 2023
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Regency Financial Consultants Ltd
FRN 590793 · Appointed 29 Mar 2023
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LIV Financial Solutions Ltd
FRN 993503 · Appointed 17 Mar 2023
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FB Mortgages Limited
FRN 993502 · Appointed 17 Mar 2023
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Spolton Ltd
FRN 993383 · Appointed 15 Mar 2023
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Turnstone Mortgages Ltd
FRN 993341 · Appointed 14 Mar 2023
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: DS Mortgages
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trading name added: Downing Finance
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trading name added: David Stephen Partners
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trading name added: Daniel Scott Financial Services
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trading name added: CW Financial
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trading name added: Kismet Finance
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trading name added: KAP Financial
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trading name added: Jones & Co Independent Financial Advice
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trading name added: JCD Wealth Management
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trading name added: Independent Mortgage Solutions