Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stonebridge Mortgage Solutions Ltd
FRN 454811
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- CF1 Director (AR) (since 28 Jul 2014)
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Rod Conway Financial Services Ltd
FRN 188951
- (1)Employed By (since 31 Oct 2004)
- (4)Employed By (1 Dec 2001 to 16 Dec 2002)
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- CF1 Director (AR) (31 Oct 2004 to 3 Sep 2014)
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- CF1 Director (AR) (13 Jun 2003 to 14 Jul 2005)
- CF7 Sole Trader (AR) (1 Dec 2001 to 13 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
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- CF1 Director (AR) (13 Jun 2003 to 14 Jul 2005)
- CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 13 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Rod Conway Financial Services Ltd
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controlled function added: (4)Employed By at Rod Conway Financial Services Ltd
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controlled function added: (1)Employed By at Rod Conway Financial Services Ltd