Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465505
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Complaints Contact
Regency HouseSuites 7&9BasildonEssexSS14 3FRUNITED KINGDOM- Phone
- +4403456465535
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Peareth
IRN DXP00110
- (3138)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (3139)Appointed representative dealing with clients for which they require qualification (since 13 May 2022)
- (3140)CF1 Director (AR) (since 28 Apr 2022)
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David Philip Taylor
IRN DPT00012
- (1477)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1478)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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David Randall
IRN DXR01386
- (2081)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2082)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
- (2083)CF1 Director (AR) (since 8 Aug 2014)
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David Ruse
IRN DJR00022
- (1530)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1531)Appointed representative dealing with clients for which they require qualification (since 27 Jun 2022)
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David Spoor
IRN DXS00337
- (1060)Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 28 Jun 2024)
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David Stephen Fairhurst
IRN DSF00007
- (609)Appointed representative dealing with clients for which they require qualification (16 Jan 2025 to 2 Apr 2026)
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David Thomas Hughes
IRN DTH00022
- (629)Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 10 May 2021)
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David William Baker
IRN DWB01126
- (1231)CF30 Customer (18 Feb 2011 to 1 Aug 2011)
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Davor ivinovic
IRN DXI01139
- (1317)CF1 Director (AR) (2 Aug 2017 to 3 Dec 2018)
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Dawn Caroline Evans
IRN DCE01037
- (98)21. Advising or arranging (bringing about) equity release transactions
- (99)Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Key Limited (no longer appointed)
FRN 676338 · Appointed 9 Mar 2015 · Until 30 Nov 2025
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Rose & Rose Solicitors LLP (no longer appointed)
FRN 675516 · Appointed 5 Mar 2015 · Until 28 Feb 2017
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Morrell Financial Management Ltd (no longer appointed)
FRN 675274 · Appointed 4 Mar 2015 · Until 28 Jan 2016
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Park Row Properties (Yorkshire) Ltd (no longer appointed)
FRN 675293 · Appointed 4 Mar 2015 · Until 23 Dec 2016
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Capital Mortgage UK Ltd (no longer appointed)
FRN 673693 · Appointed 25 Feb 2015 · Until 15 Mar 2017
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Cirencester Mortgage Co Limited (no longer appointed)
FRN 672737 · Appointed 20 Feb 2015 · Until 27 May 2015
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: DS Mortgages
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trading name added: Downing Finance
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trading name added: David Stephen Partners
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trading name added: Daniel Scott Financial Services
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trading name added: CW Financial
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trading name added: Kismet Finance
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trading name added: KAP Financial
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trading name added: Jones & Co Independent Financial Advice
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trading name added: JCD Wealth Management
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trading name added: Independent Mortgage Solutions