Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
    • CF1 Director (AR) (since 8 Aug 2014)
    • (1)Employed By (since 8 Aug 2014)
    • (2)Employed By (3 Nov 2008 to 21 Jul 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (3 Dec 2004 to 1 Jul 2005)
    • CF22 Investment Adviser (Trainee) (9 Mar 2004 to 3 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.