Date authorised
2 July 2018
Companies House
10685123
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 4
    Eagle House
    108-110 Jermyn Street
    London
    SW1Y 6HA
    UNITED KINGDOM
    Phone
    +4402076591124
  • Complaints Contact

    Floor 4
    Eagle House, 108-110 Jermyn Street
    London
    SW1Y 6HA
    UNITED KINGDOM
    Phone
    +442076591124

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joes Leopold

    IRN JML01095

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2024)
    • CF30 Customer (14 Aug 2018 to 8 Dec 2019)
  • John Embiricos

    IRN JXE00177

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2024)
  • John James Moore St John

    IRN JJS01040

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jul 2018 to 8 Dec 2019)
  • John-Paul Warszewski

    IRN OKW01002

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2024)
    • CF30 Customer (10 Aug 2018 to 8 Dec 2019)
  • Jonathan Patrick Miller

    IRN JPM01171

    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
    • CF1 Director (2 Jul 2018 to 8 Dec 2019)
  • Louis Mathiesen

    IRN LXM00348

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
  • Luca Cartechini

    IRN LXC01870

    • [FCA CF] Client dealing (1 Mar 2021 to 7 May 2021)
  • Marcus Andrew Le Grice

    IRN MAL01083

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Marta Arteaga

    IRN MXA02178

    • [FCA CF] Client dealing (since 10 Oct 2022)
  • Max Robert Warwick Irwin

    IRN MXI14247

    • [FCA CF] Client dealing (10 Oct 2022 to 19 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • STJM Partners Limited (no longer appointed)

    FRN 813333 · Appointed 9 Jul 2018 · Until 13 Jan 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.