Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (2 Jul 2018 to 8 Dec 2019)
    • CF1 Director (2 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 15 Mar 2009)
    • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (22 Jul 2002 to 2 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.