Stifel Nicolaus Europe Limited

• Principal Place of Business

  4th Floor

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442077107600

  Web

  https://www.stifel.com

• Complaints Contact

  4th Floor

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442077107600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Government and public security, Share, Warrant

• Anne Jennifer El Quammah

  IRN AJD01179

  • CF30 Customer (1 Oct 2011 to 31 May 2013)
  • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
• Anne Louise Darbyshire

  IRN AXD00400

  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)
• Ante Matijevic

  IRN AXM03738

  • CF30 Customer (24 Jun 2014 to 8 Sep 2015)
• Anthony Abraham Jeremiah Yamson

  IRN AAY01015

  • CF30 Customer (10 Sep 2013 to 6 Oct 2017)
• Anthony John Scott-Hopkins

  IRN AJS01270

  • CF30 Customer (1 Nov 2007 to 6 Jul 2011)
  • CF21 Investment Adviser (15 Aug 2007 to 31 Oct 2007)
• Anthony Nash

  IRN APN01026

  • [FCA CF] Manager of certification employee (21 Oct 2024 to 13 Jun 2025)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 13 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2025)
  • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
• Anthony Robert Ledeboer

  IRN ARL01101

  • CF30 Customer (19 Feb 2018 to 3 May 2019)
• Anthony Stern

  IRN AXS02333

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2022)
  • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
• Antoine Louis Bourgault

  IRN ALB01119

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2024)
  • CF30 Customer (29 Apr 2016 to 8 Dec 2019)
• Antonio Ramirez Carrasco

  IRN AXR01521

  • CF30 Customer (1 Apr 2014 to 3 Oct 2014)

No changes recorded yet.