This firm is no longer authorised by the FCA.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

STIFEL EUROPE LIMITED

Watch for changes

FRN: 178733
Companies House: 03034095
Last scraped: 16 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Stifel, 150 Cheapside

London

City Of London

EC2V 6ET

UNITED KINGDOM

Phone

+4402077107600

Web

https://stifelinstitutional.com
Complaints Contact

Stifel, 150 Cheapside

London

City Of London

EC2V 6ET

UNITED KINGDOM

Phone

+4402077107600

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jens Harry Lindqvist
IRN JHL01023
- (169)CF21 Investment Adviser (16 Aug 2004 to 13 Apr 2006)
Joanna Tamar Parsons
IRN JTP01010
- (197)CF30 Customer (13 Aug 2014 to 27 Oct 2016)
John Anthony Crookenden Kershaw
IRN JAK01143
- (240)CF30 Customer (1 Sep 2014 to 27 Oct 2016)
John Kerry McGoldrick
IRN JKM01026
- (27)CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
John Oscar Hetting
IRN JOH01027
- (154)CF30 Customer (25 Sep 2023 to 5 Jul 2024)
Joshua Marshall James Nimmo
IRN JMN01092
- (80)CF30 Customer (9 Oct 2014 to 8 Sep 2017)
Julian David Steele
IRN JDS01077
- (9)CF30 Customer (5 Sep 2008 to 30 Jun 2009)
Julien Desmaretz
IRN JXD01932
- (119)CF30 Customer (25 Feb 2010 to 9 May 2014)
Julien Shiro Ressmann
IRN JSR01055
- (66)CF30 Customer (30 Aug 2011 to 31 Jan 2012)
Kenny Chuk Yuen Hui
IRN KCH01015
- (125)CF30 Customer (1 Nov 2007 to 15 Dec 2008)
- (126)CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

NOR Capital Limited (no longer appointed)
FRN 631746 · Appointed 25 Sep 2023 · Until 19 Feb 2025
Lyft derivatives Limited (no longer appointed)
FRN 595772 · Appointed 12 Feb 2013 · Until 2 Mar 2026

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (264)CF21 Investment Adviser
2 days ago
controlled function added: (263)SMF16 Compliance Oversight
2 days ago
controlled function added: (262)CF21 Investment Adviser
2 days ago
controlled function added: (261)CF26 Customer Trading
2 days ago
controlled function added: (260)CF1 Director
2 days ago
controlled function added: (259)CF3 Chief Executive
2 days ago
controlled function added: (258)CF8 Apportionment and Oversight
2 days ago
controlled function added: (257)CF10 Compliance Oversight
2 days ago
controlled function added: (256)CF11 Money Laundering Reporting
2 days ago
controlled function added: (255)CF13 Finance

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.