Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investec Bank PLC
FRN 172330
- [FCA CF] Manager of certification employee (since 30 Jun 2023)
- [FCA CF] Client dealing (since 14 Jan 2020)
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- CF30 Customer (1 Apr 2009 to 8 Dec 2019)
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- (169)CF21 Investment Adviser (16 Aug 2004 to 13 Apr 2006)
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- CF21 Investment Adviser (30 Nov 2002 to 28 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (169)CF21 Investment Adviser at STIFEL EUROPE LIMITED