Stephens Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Hugh Dudley Valentine Elwes
IRN HDE01005
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Apr 2016 to 8 Dec 2019)
Humzah Rahman
IRN HXR00305
- [FCA CF] Client dealing (1 Oct 2025 to 6 Feb 2026)
Indya Grace Steains
IRN IXS00250
- [FCA CF] Client dealing (9 Aug 2023 to 14 Aug 2025)
Isabelle McCarthy
IRN IXM00343
- [FCA CF] Client dealing (since 2 Sep 2024)
Jacob Feldman
IRN JXF00666
- [FCA CF] Client dealing (2 Sep 2024 to 25 Aug 2025)
Jake Delaney
IRN JXD02335
- [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2022)
- CF30 Customer (31 Oct 2019 to 8 Dec 2019)
James Edwin Johnson
IRN JEJ01057
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Feb 2025)
- CF2 Non Executive Director (22 Apr 2016 to 8 Dec 2019)
James Elliot Brown
IRN JXB23034
- [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2022)
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
James White
IRN JXW01211
- [FCA CF] Client dealing (since 5 Aug 2024)
Jamie Higgins
IRN JXH03282
- [FCA CF] Client dealing (since 1 Oct 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.