State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Simon Paul Whitten

  IRN SPW01080

  • CF30 Customer (1 Nov 2007 to 4 Feb 2013)
  • CF21 Investment Adviser (27 Jan 2005 to 31 Oct 2007)
• Simon Stones

  IRN SXS00122

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Simone Cornelia Eleonora Vroegop

  IRN SCV00016

  • CF30 Customer (14 Feb 2018 to 2 May 2018)
• Sonia Gallaoui

  IRN SXG00034

  • [FCA CF] Client dealing (since 8 Jan 2024)
• Sri Ayilavan Thedchana Moorthy

  IRN SAM01144

  • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)
• Srinivas Akasar

  IRN SXA01634

  • CF22 Investment Adviser (Trainee) (26 Jul 2007 to 28 Sep 2007)
• Stefan Peter Gmuer

  IRN SPG01130

  • CF30 Customer (19 Jun 2014 to 5 Dec 2018)
• Stephane Prigent

  IRN SXP01577

  • CF30 Customer (8 May 2008 to 1 Apr 2013)
• Stephen Anthony Earl

  IRN SAE01026

  • [FCA CF] Client dealing (since 15 Aug 2025)
• Stephen Charles Smit

  IRN SCS01038

  • CF30 Customer (3 Feb 2011 to 14 Dec 2012)
  • CF1 Director (13 May 2009 to 14 Dec 2012)
  • CF3 Chief Executive (13 May 2009 to 14 Dec 2012)
  • CF21 Investment Adviser (4 Nov 2002 to 1 Mar 2004)

No changes recorded yet.