Date authorised
12 July 2016
Companies House
09092149
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    London Fruit & Wool Exchange
    1 Duval Square
    London
    E1 6PW
    UNITED KINGDOM
    Phone
    +4402079304450
  • Complaints Contact

    5th Floor
    London Fruit & Wool Exchange
    1 Duval Square
    London
    E1 6PW
    UNITED KINGDOM
    Phone
    +4402079304450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ryan Walker

    IRN RXW00608

    • [FCA CF] Significant management (since 15 Oct 2024)
  • Sam Edward Gater-Dawe

    IRN SXG00928

    • [FCA CF] Significant management (since 24 Jun 2025)
  • Samuel Richard Stockley

    IRN SXS05393

    • [FCA CF] Significant management (28 Jan 2026 to 31 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2024 to 30 Jun 2025)
    • [FCA CF] Material risk taker (13 Sep 2024 to 30 Jun 2025)
  • Sarah Rose Ellis

    IRN SRE01038

    • [FCA CF] Material risk taker (18 Dec 2023 to 11 Sep 2024)
    • [FCA CF] Significant management (3 Mar 2023 to 9 Dec 2024)
  • Sarah Wines

    IRN SXW00978

    • [FCA CF] Significant management (since 13 Feb 2025)
  • Scott Kim Chow

    IRN SKC01060

    • SMF18 Other Overall Responsibility (13 Jan 2017 to 20 Apr 2017)
  • Simon Ball

    IRN SXB02435

    • [FCA CF] Significant management (2 Feb 2024 to 20 Mar 2024)
  • Simon Ball

    IRN SXB01671

    • [FCA CF] Significant management (2 Jan 2024 to 6 Jun 2025)
  • Simon Waring

    IRN SXW71011

    • [FCA CF] Significant management (18 May 2016 to 5 Jun 2020)
  • Steven James Colsell

    IRN SJC01239

    • SMF10 Chair of the Risk Committee (12 Jul 2016 to 4 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.