Date authorised
12 July 2016
Companies House
09092149
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    London Fruit & Wool Exchange
    1 Duval Square
    London
    E1 6PW
    UNITED KINGDOM
    Phone
    +4402079304450
  • Complaints Contact

    5th Floor
    London Fruit & Wool Exchange
    1 Duval Square
    London
    E1 6PW
    UNITED KINGDOM
    Phone
    +4402079304450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Newson

    IRN SXN71012

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2026)
    • [FCA CF] Material risk taker (since 6 Jan 2026)
    • [FCA CF] Significant management (since 6 Jan 2026)
    • SMF24 Chief Operations (1 Feb 2024 to 10 Mar 2025)
    • [FCA CF] Material risk taker (25 May 2016 to 1 Feb 2024)
  • Susanna Yallop

    IRN SXY71013

    • SMF18 Other Overall Responsibility (4 Jan 2024 to 31 Mar 2025)
    • [FCA CF] Significant management (16 Dec 2019 to 4 Jan 2024)
  • Symmie Marcelle Swil

    IRN SMS01253

    • [FCA CF] Significant management (18 Oct 2021 to 4 Mar 2022)
  • Tania Brownhill

    IRN TXB00062

    • [FCA CF] Significant management (16 Dec 2019 to 17 Feb 2022)
  • Terry McParlane

    IRN TXM02064

    • SMF6 Head of Key Business Areas (12 Jul 2016 to 31 Oct 2016)
  • Thanh Binh Le Nguyen

    IRN TXL00340

    • [FCA CF] Manager of certification employee (since 11 Jul 2025)
    • [FCA CF] Significant management (since 11 Jul 2025)
  • Thomas Anthony Dean Lewis

    IRN TXL00226

    • [FCA CF] Significant management (16 May 2023 to 17 Nov 2023)
  • Toni Louise Coulson

    IRN TXC70533

    • [FCA CF] Significant management (3 Mar 2025 to 1 Apr 2026)
  • Tony Ellingham

    IRN TXE01019

    • SMF2 Chief Finance (12 Jul 2016 to 8 Aug 2022)
  • Tracy Jayne Clarke

    IRN TJC01151

    • SMF14 Senior Independent Director (since 27 Jul 2022)
    • SMF12 Chair of the Remuneration Committee (since 29 Nov 2021)
    • Director of firm who is not a certification employee or a SMF manager (27 Aug 2021 to 20 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.