Date authorised
12 July 2016
Companies House
09092149
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    London Fruit & Wool Exchange
    1 Duval Square
    London
    E1 6PW
    UNITED KINGDOM
    Phone
    +4402079304450
  • Complaints Contact

    5th Floor
    London Fruit & Wool Exchange
    1 Duval Square
    London
    E1 6PW
    UNITED KINGDOM
    Phone
    +4402079304450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Victoria Genevieve Raffé

    IRN VGR01005

    • SMF14 Senior Independent Director (8 Jun 2021 to 8 Dec 2021)
    • SMF12 Chair of the Remuneration Committee (12 Jul 2016 to 8 Dec 2021)
  • Vikki Irene Williams

    IRN VIW01000

    • [FCA CF] Material risk taker (3 Mar 2022 to 17 Aug 2022)
    • [FCA CF] Significant management (25 Oct 2021 to 17 Aug 2022)
  • Wendy Beaumont

    IRN WXB00197

    • [FCA CF] Manager of certification employee (since 11 Jul 2025)
    • [FCA CF] Significant management (since 3 Feb 2025)
  • William Edward Patrick McSheehy

    IRN WXM00194

    • [FCA CF] Significant management (since 3 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jun 2024 to 11 Sep 2024)
  • laurence venn

    IRN LXV01178

    • [FCA CF] Significant management (5 Jun 2024 to 5 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.