Stanhope Capital LLP

• Principal Place of Business

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402077251800

  Web

  https://www.stanhopecapital.com

• Complaints Contact

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402077251864

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Shelley

  IRN CXS00483

  • [FCA CF] Significant management (since 6 Jan 2022)
• Clare Susan Grove Turner

  IRN CST01027

  • CF11 Money Laundering Reporting (13 Jun 2008 to 10 Feb 2010)
• Claudia Montero Taittinger

  IRN CMT01050

  • CF30 Customer (23 Apr 2009 to 27 Mar 2019)
• Daniel Emile Pinto

  IRN DEP01038

  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (7 Sep 2004 to 31 Oct 2007)
  • CF27 Investment Management (7 Sep 2004 to 31 Oct 2007)
  • CF3 Chief Executive (7 Sep 2004 to 8 Dec 2019)
  • CF4 Partner (7 Sep 2004 to 31 Mar 2017)
• Daniel Frost

  IRN DXF01431

  • CF30 Customer (20 Jul 2011 to 28 Jun 2013)
• Danny Brower

  IRN DXB02315

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (24 Sep 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Sep 2014 to 8 Dec 2019)
• David Alexander Sholto Hedderwick

  IRN DAH01275

  • CF30 Customer (1 Dec 2010 to 17 Aug 2017)
• David James Ivo Coulson

  IRN DJC01194

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 3. Giving personal recommendations on derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF4 Partner (9 Feb 2009 to 31 Mar 2017)
  • CF30 Customer (8 Feb 2008 to 8 Dec 2019)
• David Michael Stephen Pughe

  IRN DMP01058

  • CF10 Compliance Oversight (24 Mar 2005 to 30 May 2008)
  • CF11 Money Laundering Reporting (24 Mar 2005 to 30 May 2008)
  • CF4 Partner (24 Mar 2005 to 30 May 2008)
• Diego Alexander Von Buch

  IRN DAV01017

  • CF30 Customer (20 Dec 2010 to 27 Mar 2019)

No changes recorded yet.