Standard Life Assurance Limited

• Principal Place of Business

  Standard Life House

  30 Lothian Road

  Edinburgh

  EH1 2DH

  UNITED KINGDOM

  Phone

  +441312252552

  Web

  https://www.standardlife.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442045596005

• Bank Deposits

  For All

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Runs Stakeholder Pensions

  For Professional, Retail (Investment)

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• David Thomas Nish

  IRN DTN01015

  • CF8 Apportionment and Oversight (1 Jan 2010 to 16 Jun 2011)
  • CF3 Chief Executive (1 Jan 2010 to 16 Jun 2011)
  • CF1 Director (4 Oct 2007 to 5 Aug 2015)
  • CF2 Non Executive Director (27 Dec 2006 to 4 Oct 2007)
• David Vorbrich

  IRN DXV56180

  • [FCA CF] Material risk taker (31 Jan 2020 to 31 Mar 2023)
  • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2023)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 20 Feb 2023)
• Dean Butler

  IRN DXB00750

  • [FCA CF] Material risk taker (23 Jun 2024 to 15 Dec 2025)
  • [FCA CF] Manager of certification employee (31 Oct 2022 to 24 Nov 2025)
  • [FCA CF] Significant management (31 Oct 2022 to 15 Dec 2025)
  • [FCA CF] Client dealing (31 Oct 2022 to 15 Dec 2025)
• Dean Galligan

  IRN DMG01086

  • SMF7 Group Entity Senior Manager (1 Apr 2024 to 1 Jul 2025)
• Deborah Barrett

  IRN DXB00297

  • [FCA CF] Client dealing (1 Jan 2022 to 2 Sep 2022)
  • [FCA CF] Manager of certification employee (1 Oct 2021 to 31 Jan 2023)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Jan 2023)
• Deborah Kerr

  IRN DXK00092

  • [FCA CF] Client dealing (10 Dec 2018 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Jan 2023)
• Deborah Morey

  IRN DXM00731

  • [FCA CF] Client dealing (11 Jul 2022 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (11 Jul 2022 to 7 Oct 2022)
• Denise Stewart

  IRN DXS00269

  • [FCA CF] Client dealing (10 Dec 2018 to 1 Dec 2021)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Dec 2021)
• Derek Haig

  IRN DXH00254

  • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 25 Jul 2022)
  • [FCA CF] Client dealing (16 Sep 2019 to 25 Jul 2022)
• Derek Pinches

  IRN DXP02293

  • [FCA CF] Client dealing (since 17 Apr 2025)
  • [FCA CF] Significant management (since 17 Apr 2025)
  • [FCA CF] Manager of certification employee (1 Feb 2023 to 10 Jun 2024)
  • [FCA CF] Client dealing (4 May 2022 to 16 Oct 2024)
  • [FCA CF] Significant management (15 Apr 2021 to 16 Oct 2024)

• Standard Life Assets And Employee Services Limited (no longer appointed)

  FRN 918936 · Appointed 3 Jan 2020 · Until 20 Dec 2023

No changes recorded yet.