Standard Chartered Bank

Date authorised
1 April 2013
Companies House
ZC000018
Last scraped
17 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Basinghall Avenue
    London
    EC2V 5DD
    UNITED KINGDOM
    Phone
    +4402078858888
    Web
    https://www.sc.com

  • Complaints Contact

    1 Basinghall Avenue
    London
    EC2V 5DD
    UNITED KINGDOM
    Phone
    +4402078858888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowance.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Professional, Eligible Counterparty, Emissions Auction Product

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Bidding.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Limited to underwriting on own account and to participation in placings on own account and in carrying on such activities to the specified investment "shares".

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeffrey Lowell Robertson

    IRN JLR01100

    • (854)CF30 Customer (30 Jun 2011 to 2 Oct 2013)
  • Jeffrey Paul Browning Bennett

    IRN JPB01104

    • (172)CF30 Customer (1 Nov 2007 to 24 Jul 2009)
    • (173)CF26 Customer Trading (30 Aug 2007 to 31 Oct 2007)
  • Jeffrey Wong

    IRN JXW00069

    • (1901)[PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2017)
    • (1902)[FCA CF] Material risk taker (since 1 Oct 2017)
    • (1903)[FCA CF] Manager of certification employee (since 7 Mar 2016)
  • Jenil Nagjibhai Sangani

    IRN JXS03966

    • (980)[FCA CF] Client dealing (since 8 May 2024)
  • Jennifer Adjoa Essien

    IRN JXE00319

    • (3335)[FCA CF] Client dealing (25 Jan 2024 to 6 Mar 2025)
  • Jennifer Anne Bainbridge

    IRN JXB04038

    • (3236)[FCA CF] Client dealing (12 May 2025 to 6 Nov 2025)
  • Jennifer Chang

    IRN JXC00114

    • (1330)[FCA CF] Client dealing (21 Sep 2017 to 1 Sep 2019)
  • Jennifer Doherty

    IRN JXD00549

    • (1322)[FCA CF] Manager of certification employee (since 25 Feb 2026)
    • (1320)[PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2026)
    • (1321)[FCA CF] Material risk taker (since 6 Jan 2026)
    • (3586)[PRA CF] Significant risk taker or Material risk taker (8 Feb 2022 to 18 Aug 2023)
    • (3587)[FCA CF] Material risk taker (8 Feb 2022 to 18 Aug 2023)
  • Jennifer Elizabeth Mayhew

    IRN JEM01259

    • (2323)CF30 Customer (31 May 2012 to 10 May 2013)
  • Jennifer Rie Brittain

    IRN JRB01291

    • (389)CF30 Customer (31 Jan 2008 to 3 Feb 2011)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: The Standard Chartered Private Bank

  2. controlled function added: (2086)SMF1 Chief Executive

  3. controlled function added: (2085)SMF11 Chair of the Audit Committee

  4. controlled function added: (2084)SMF18 Other Overall Responsibility

  5. controlled function added: (2083)SMF16 Compliance Oversight

  6. controlled function added: (2082)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (2081)SMF9 Chair of the Governing Body

  8. controlled function added: (2080)SMF6 Head of Key Business Areas

  9. controlled function added: (2079)SMF10 Chair of the Risk Committee

  10. controlled function added: (2078)SMF12 Chair of the Remuneration Committee

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