Standard Chartered Bank

Date authorised
1 April 2013
Companies House
ZC000018
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Basinghall Avenue
    London
    EC2V 5DD
    UNITED KINGDOM
    Phone
    +4402078858888
    Web
    https://www.sc.com

  • Complaints Contact

    1 Basinghall Avenue
    London
    EC2V 5DD
    UNITED KINGDOM
    Phone
    +4402078858888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowance.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Professional, Eligible Counterparty, Emissions Auction Product

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Bidding.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Limited to underwriting on own account and to participation in placings on own account and in carrying on such activities to the specified investment "shares".

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Ross Craik

    IRN JXC00117

    • (1902)[PRA CF] Significant risk taker or Material risk taker (10 Apr 2018 to 17 Jul 2021)
    • (1903)[FCA CF] Material risk taker (10 Apr 2018 to 17 Jul 2021)
  • Jennifer Yu

    IRN JJY01010

    • (823)[FCA CF] Functions requiring qualifications (12 Mar 2018 to 3 Mar 2019)
  • Jenny Kristina Lundgren

    IRN JKL01039

    • (90)CF30 Customer (19 Feb 2009 to 11 Jan 2011)
  • Jens Chresten Andersen

    IRN JCA01039

    • (3089)[FCA CF] Manager of certification employee (1 Nov 2018 to 31 May 2019)
    • (3087)[PRA CF] Significant risk taker or Material risk taker (17 May 2017 to 2 Sep 2020)
    • (3088)[FCA CF] Material risk taker (17 May 2017 to 2 Sep 2020)
  • Jens Rabe

    IRN JMR01183

    • (814)[FCA CF] Client dealing (7 Mar 2016 to 20 Jan 2020)
    • (813)CF30 Customer (31 May 2012 to 6 Mar 2016)
  • Jeong Woo Yang

    IRN JXY00012

    • (1694)[FCA CF] Manager of certification employee (2 Jun 2023 to 1 Apr 2024)
    • (1693)[FCA CF] Material risk taker (23 Feb 2023 to 1 Apr 2024)
    • (1692)[PRA CF] Significant risk taker or Material risk taker (8 Jun 2021 to 23 Feb 2023)
  • Jeremie Daniel Tobelem

    IRN JDT01080

    • (4520)CF30 Customer (5 Feb 2015 to 6 Mar 2016)
  • Jeremy Adrian Amias

    IRN JAA01038

    • (2992)[FCA CF] Material risk taker (1 Dec 2022 to 31 Mar 2024)
    • (2990)[PRA CF] Significant risk taker or Material risk taker (1 Dec 2022 to 31 Mar 2024)
    • (2994)[FCA CF] Significant management (15 Oct 2018 to 8 Jun 2021)
    • (2993)[FCA CF] Manager of certification employee (9 Jun 2018 to 3 Jul 2018)
    • (2991)[FCA CF] Client dealing (4 May 2017 to 11 Aug 2017)
  • Jeremy East

    IRN JJE01026

    • (519)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (520)CF26 Customer Trading (1 Aug 2006 to 31 Oct 2007)
  • Jeremy Gosling

    IRN JDG01101

    • (189)[FCA CF] Manager of certification employee (since 29 Aug 2024)
    • (188)[FCA CF] Client dealing (since 28 Mar 2022)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: The Standard Chartered Private Bank

  2. controlled function added: (2086)SMF1 Chief Executive

  3. controlled function added: (2085)SMF11 Chair of the Audit Committee

  4. controlled function added: (2084)SMF18 Other Overall Responsibility

  5. controlled function added: (2083)SMF16 Compliance Oversight

  6. controlled function added: (2082)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (2081)SMF9 Chair of the Governing Body

  8. controlled function added: (2080)SMF6 Head of Key Business Areas

  9. controlled function added: (2079)SMF10 Chair of the Risk Committee

  10. controlled function added: (2078)SMF12 Chair of the Remuneration Committee

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