Standard Chartered Bank

FRN: 114276
Date authorised: 1 April 2013
Companies House: ZC000018
Last scraped: 6 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Basinghall Avenue

London

EC2V 5DD

UNITED KINGDOM

Phone

+4402078858888

Web

https://www.sc.com
Complaints Contact

1 Basinghall Avenue

London

EC2V 5DD

UNITED KINGDOM

Phone

+4402078858888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Mortgage Servicing

For Customer, Regulated mortgage contract
P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture
Show 3 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowance.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture
Show 3 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture
Show 3 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Carbon Auction Bidding

For Professional, Eligible Counterparty, Emissions Auction Product
Show 1 limitation Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Bidding.
Trade Settlement Routing

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture
Show 3 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture
Show 3 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Limited to underwriting on own account and to participation in placings on own account and in carrying on such activities to the specified investment "shares".
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture
Show 3 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture
Show 3 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture
Show 3 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Electronic Trade Settlement

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Tretler
IRN JXT00870
- (655)[FCA CF] Client dealing (since 17 Feb 2026)
- (656)[FCA CF] Material risk taker (since 17 Feb 2026)
- (654)[PRA CF] Significant risk taker or Material risk taker (since 17 Feb 2026)
Jonathan Wykes
IRN WXJ01078
- (2331)[FCA CF] Material risk taker (22 Jun 2018 to 11 Jun 2021)
- (2329)[PRA CF] Significant risk taker or Material risk taker (22 Jun 2018 to 11 Jun 2021)
- (2332)[FCA CF] Manager of certification employee (7 Mar 2016 to 11 Jun 2021)
- (2330)[FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2021)
- (2328)CF30 Customer (29 Oct 2015 to 6 Mar 2016)
Jonathan Yong Teck Ban
IRN JXB00110
- (2029)[FCA CF] Manager of certification employee (1 Oct 2018 to 15 Oct 2023)
- (2028)[FCA CF] Client dealing (7 Sep 2016 to 16 Nov 2023)
Jong Bok Park
IRN JBP01066
- (2209)[FCA CF] Significant management (7 Mar 2016 to 8 Jun 2021)
- (2208)[FCA CF] Manager of certification employee (7 Mar 2016 to 16 May 2023)
- (2207)[FCA CF] Material risk taker (7 Mar 2016 to 7 Jan 2025)
- (2206)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 7 Jan 2025)
- (2205)[PRA CF] Managing a material risk taker (7 Mar 2016 to 16 May 2023)
- (2204)CF29 Significant management (15 Dec 2014 to 6 Mar 2016)
Jong Boo Yoo
IRN JXY66064
- (3980)[FCA CF] Manager of certification employee (10 Apr 2023 to 18 Apr 2024)
- (3979)[FCA CF] Client dealing (2 Mar 2020 to 18 Apr 2024)
Jong Mahn Kim
IRN JMK01112
- (291)CF28 Systems and controls (1 Oct 2008 to 2 Feb 2011)
Joo Hyun Oh
IRN JXO66054
- (533)[FCA CF] Manager of certification employee (23 Jan 2020 to 31 Mar 2020)
Joon Kyu Kim
IRN JXK00678
- (976)[FCA CF] Client dealing (since 12 Jun 2024)
- (975)[FCA CF] Algorithmic trading (since 12 Jun 2024)
Joon Nien Mak
IRN JXM00110
- (1764)[FCA CF] Manager of certification employee (14 Oct 2024 to 8 May 2026)
- (1762)[PRA CF] Significant risk taker or Material risk taker (18 Aug 2022 to 8 May 2026)
- (1765)[FCA CF] Significant management (18 Aug 2022 to 7 Mar 2026)
- (1763)[FCA CF] Material risk taker (18 Aug 2022 to 8 May 2026)
Jordan Barnes
IRN JKB01098
- (2294)[FCA CF] Client dealing (7 Mar 2016 to 5 May 2022)
- (2293)CF30 Customer (24 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (2037)[PRA CF] Significant risk taker or Material risk taker
6 days ago
controlled function added: (2036)[FCA CF] Material risk taker
6 days ago
controlled function added: (2035)[PRA CF] Significant risk taker or Material risk taker
6 days ago
controlled function added: (2034)[FCA CF] Client dealing
6 days ago
controlled function added: (2033)[FCA CF] Manager of certification employee
6 days ago
controlled function added: (2032)[FCA CF] Client dealing
6 days ago
controlled function added: (2031)[FCA CF] Manager of certification employee
6 days ago
controlled function added: (2030)[FCA CF] Material risk taker
6 days ago
controlled function added: (2029)[FCA CF] Client dealing
6 days ago
controlled function added: (2028)[PRA CF] Significant risk taker or Material risk taker

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.