Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (22 Jun 2018 to 11 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jun 2018 to 11 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Jun 2021)
    • CF30 Customer (29 Oct 2015 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (11 Jun 2012 to 31 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.