Stafford Capital Partners Limited

• Principal Place of Business

  17 Slingsby Place

  London

  WC2E 9AB

  UNITED KINGDOM

  Phone

  +4402039885796

  Web

  https://www.staffordcp.com

• Complaints Contact

  17 Slingsby Place

  London

  WC2E 9AB

  UNITED KINGDOM

  Phone

  +4402039885796

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jungwoo Ahn

  IRN JXA00262

  • [FCA CF] Client dealing (26 Apr 2021 to 31 Mar 2023)
• Jungwoo Ahn

  IRN JXA15859

  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
• Kurt Faulhaber

  IRN KXF01379

  • [FCA CF] Client dealing (26 Apr 2021 to 26 Mar 2023)
  • [FCA CF] Manager of certification employee (26 Apr 2021 to 26 Mar 2023)
  • CF30 Customer (17 Jul 2018 to 8 Dec 2019)
• Liam Kehoe

  IRN LXK00153

  • [FCA CF] Client dealing (19 Jul 2021 to 26 Mar 2023)
• Lucy Jane Nicholls

  IRN LJN01028

  • [FCA CF] Client dealing (26 Mar 2021 to 30 Jun 2021)
  • CF30 Customer (17 May 2018 to 8 Dec 2019)
• Luke Paszynski

  IRN LXP00291

  • [FCA CF] Client dealing (1 Jul 2021 to 26 Mar 2023)
• Manh Duy Van Cao

  IRN MDC01155

  • SMF16 Compliance Oversight (11 Jan 2023 to 29 Sep 2023)
  • [FCA CF] Material risk taker (26 Mar 2021 to 29 Sep 2023)
  • [FCA CF] Client dealing (26 Mar 2021 to 29 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2022)
  • CF1 Director (17 Apr 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Apr 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Jan 2009 to 8 Dec 2019)
• Marek Anthony Guizot

  IRN MXG00293

  • [FCA CF] Client dealing (since 26 Mar 2021)
• Matthew James McPhee

  IRN MJM01549

  • CF1 Director (AR) (6 Jun 2016 to 2 May 2023)
  • CF30 Customer (6 Jun 2016 to 2 May 2023)
• Michael Goodfellow

  IRN MXG00547

  • [FCA CF] Client dealing (1 Jul 2021 to 26 Mar 2023)

• Stafford Infrastructure Limited

  FRN 623106 · Appointed 30 Dec 2014

No changes recorded yet.