Stafford Capital Partners Limited

• Principal Place of Business

  17 Slingsby Place

  London

  WC2E 9AB

  UNITED KINGDOM

  Phone

  +4402039885796

  Web

  https://www.staffordcp.com

• Complaints Contact

  17 Slingsby Place

  London

  WC2E 9AB

  UNITED KINGDOM

  Phone

  +4402039885796

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michelle Sweda Ewart

  IRN MXE15861

  • [FCA CF] Client dealing (26 Mar 2021 to 15 Jul 2022)
  • [FCA CF] Manager of certification employee (26 Mar 2021 to 15 Jul 2022)
  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
• Miguel Fabra

  IRN MXF00393

  • [FCA CF] Client dealing (1 Jan 2022 to 26 Mar 2023)
• Richard Anthony Bowley

  IRN RAB01244

  • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (30 Oct 2003 to 8 Dec 2019)
  • CF3 Chief Executive (30 Oct 2003 to 13 Nov 2014)
  • CF8 Apportionment and Oversight (30 Oct 2003 to 31 Oct 2007)
  • CF10 Compliance Oversight (30 Oct 2003 to 10 Feb 2010)
  • CF11 Money Laundering Reporting (30 Oct 2003 to 23 Dec 2008)
  • CF27 Investment Management (30 Oct 2003 to 31 Oct 2007)
• Rick John Fratus

  IRN RXF01584

  • [FCA CF] Client dealing (26 Mar 2021 to 26 Mar 2023)
  • [FCA CF] Manager of certification employee (26 Mar 2021 to 26 Mar 2023)
  • [FCA CF] Significant management (26 Mar 2021 to 26 Mar 2023)
  • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
• Ronald Edward Heinz

  IRN RXH15862

  • [FCA CF] Client dealing (26 Mar 2021 to 26 Mar 2023)
  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
• Ruchi Phuleshwar Jha

  IRN RPJ01037

  • [FCA CF] Client dealing (26 Mar 2021 to 21 Jan 2022)
  • CF30 Customer (18 Oct 2018 to 8 Dec 2019)
• Ryan Franz

  IRN RXF00229

  • [FCA CF] Client dealing (4 Oct 2021 to 17 Jan 2024)
• Stephanie Winterhagen

  IRN SXW01239

  • [FCA CF] Client dealing (21 May 2021 to 24 Aug 2021)
• Stephen Charles Addicott

  IRN SCA01054

  • [FCA CF] Manager of certification employee (since 26 Mar 2021)
  • [FCA CF] Client dealing (since 26 Mar 2021)
  • [FCA CF] Significant management (since 26 Mar 2021)
  • CF30 Customer (1 Sep 2013 to 8 Dec 2019)
• Steven Zehr

  IRN SXZ00073

  • [FCA CF] Client dealing (1 Apr 2021 to 26 Mar 2023)

• Stafford Infrastructure Limited

  FRN 623106 · Appointed 30 Dec 2014

No changes recorded yet.