Date authorised
1 April 2013
Companies House
04752750
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Slingsby Place
    London
    WC2E 9AB
    UNITED KINGDOM
    Phone
    +4402039885796
  • Complaints Contact

    17 Slingsby Place
    London
    WC2E 9AB
    UNITED KINGDOM
    Phone
    +4402039885796

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Robert Norman

    IRN GRN01021

    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (30 Oct 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Oct 2003 to 31 Oct 2007)
    • CF3 Chief Executive (30 Oct 2003 to 13 Nov 2014)
    • CF27 Investment Management (30 Oct 2003 to 31 Oct 2007)
  • Gregor Kirstein

    IRN GXK00082

    • [FCA CF] Client dealing (30 Mar 2021 to 26 Mar 2023)
  • Henry Willson

    IRN HXW00156

    • [FCA CF] Client dealing (since 13 Sep 2021)
  • Ingo Marten

    IRN IXM01744

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 6 Jun 2016)
    • CF30 Customer (since 14 Mar 2016)
  • Jacobus Theodorus De Jager

    IRN JXD00371

    • [FCA CF] Client dealing (26 Mar 2021 to 1 Jan 2025)
  • James Alexander Allen

    IRN JAA01124

    • [FCA CF] Client dealing (since 26 Apr 2021)
    • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
  • James Henry John Marsh

    IRN JXM04093

    • SMF3 Executive Director (since 20 Sep 2024)
  • Jennifer Marion Bowley

    IRN JMB01299

    • CF1 Director (22 Mar 2004 to 14 May 2009)
  • Jesse de Klerk

    IRN JXD00670

    • [FCA CF] Client dealing (1 Apr 2021 to 31 Mar 2023)
  • John Paul Zaknic

    IRN JXZ00023

    • [FCA CF] Client dealing (26 Mar 2021 to 26 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.