St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Paul Hara

    IRN AXH00590

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 15 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (since 13 Jan 2022)
    • CF30 Customer (since 16 Dec 2021)
  • Andrew Paul Mortimore

    IRN APM01076

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 May 2023)
    • CF30 Customer (since 30 Jan 2023)
    • CF4 Partner (AR) (30 Jan 2023 to 17 Dec 2025)
  • Andrew Paul Weatherley

    IRN APW00015

    • CF30 Customer (1 Nov 2007 to 11 Aug 2014)
    • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 31 Oct 2007)
  • Andrew Payne

    IRN ACP00021

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
  • Andrew Payne

    IRN AXP00071

    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • CF30 Customer (5 Dec 2014 to 5 Dec 2014)
  • Andrew Payne

    IRN AXO00033

    • CF30 Customer (1 Nov 2007 to 21 Mar 2008)
    • CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2005 to 23 Feb 2006)
    • CF1 Director (AR) (11 Jul 2005 to 21 Mar 2008)
  • Andrew Perry

    IRN AXP02867

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jul 2025)
    • CF30 Customer (14 Jun 2016 to 2 Jul 2025)
  • Andrew Peter Allerston

    IRN AXA12374

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Nov 2025)
    • CF30 Customer (8 Mar 2019 to 10 Nov 2025)
  • Andrew Peter Booth

    IRN APB01083

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Dec 2016)
    • CF4 Partner (AR) (19 Oct 2017 to 20 May 2019)
    • CF30 Customer (22 Oct 2009 to 6 Jul 2010)
  • Andrew Peter Chapman

    IRN APC01217

    • CF30 Customer (28 Jun 2018 to 12 Jul 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.