St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Sheekey

    IRN AXS00182

    • CF21 Investment Adviser (4 Oct 2005 to 20 Mar 2006)
    • CF7 Sole Trader (AR) (18 Aug 2004 to 20 Mar 2006)
    • CF22 Investment Adviser (Trainee) (18 Aug 2004 to 4 Oct 2005)
  • Alan Skene

    IRN AXS05518

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 9 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 24 Mar 2025)
  • Alan Smith

    IRN AXS00324

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2021 to 3 Jun 2022)
    • CF30 Customer (3 Feb 2021 to 3 Jun 2022)
  • Alan Spiers

    IRN AXS00017

    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
  • Alan Stables

    IRN AXS00558

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
  • Alan Stefan Wodzynski

    IRN ASW00020

    • CF21 Investment Adviser (15 Aug 2003 to 5 Jul 2004)
    • CF22 Investment Adviser (Trainee) (14 Mar 2003 to 15 Aug 2003)
  • Alan Stephen O'Farrell

    IRN ASO00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Mar 2013)
  • Alan Thomas Filsell

    IRN ATF00001

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2023)
    • CF1 Director (AR) (26 Sep 2014 to 1 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan Thomas Ward

    IRN ATW00008

    • CF22 Investment Adviser (Trainee) (29 May 2002 to 20 Dec 2006)
  • Alan Victor Wiseman

    IRN AVW00001

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.